Fabien Lambrou DipPFS

DipPFS Diploma in Regulated Financial Planning

The Level 4 Diploma in Regulated Financial Planning helps develop core technical knowledge and initial financial planning capabilities. The Diploma is appropriate for paraplanners, technical consultants and those in financial planning support roles. It is particularly suitable for anyone seeking to give retail investment advice, as it provides both an industry entry qualification and a great starting point for ongoing development within financial planning.

R01 Financial Services, Regulation and Ethics

This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.

R02 Investment Principles

This qualification assesses a knowledge and understanding of investment products and the application of the investment advice process.

R03 Personal Taxation

This qualification assesses a knowledge and understanding of the UK taxation system and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.

R04 Pensions and Retirement Planning

This qualification assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.

R05 Financial Protection

This qualification assesses a knowledge and understanding of an ability to analyse financial protection planning issues.

R06 Financial Planning Practice

This qualification helps advisers develop and demonstrate their financial planning capabilities.